Federal Financial Institutions Examination Council (FFIEC) Releases Proposed...
On Tuesday, January 22, 2013, the Federal Financial Institutions Examination Council (FFIEC), an interagency body formed to develop uniform supervisory principles and standards on behalf of six federal...
View ArticleSECURITIES LAW CLIENT ALERT: U.S. Securities and Exchange Commission Clears...
On Tuesday, April 2, 2013, the U.S. Securities and Exchange Commission (SEC) issued a report of investigation (Report), which clarifies that public companies can use social media outlets like Facebook...
View ArticleBANKING AND FINANCIAL INSTITUTIONS CLIENT UPDATE: Emerging Thoughts and...
On January 22, 2013, the Federal Financial Institutions Examination Council (FFIEC) released proposed guidance regarding the use of social media by federally regulated financial institutions....By:...
View ArticleSEC Ends Prohibition Against General Solicitation and Proposes New Regulation...
On Wednesday, July 10, 2013, the U.S. Securities and Exchange Commission (SEC) adopted amendments to Rule 506 of Regulation D and Rule 144A under the Securities Act of 1933, as amended (Securities...
View ArticleU.S. Securities and Exchange Commission Proposes New Rule on Pay Disclosure
On Wednesday, September 18, 2013, the U.S. Securities and Exchange Commission (SEC) proposed a new rule that would require public companies to disclose the ratio of the compensation of its principal...
View ArticleFFIEC Social Media Guidance Addresses "Reputational Risks" from Social Media
Financial Institutions Should Develop Policies and Practices to Address and Monitor Reputational and Operational Risks - On December 10, 2013, the Federal Financial Institutions Examination Council...
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